Compound Advisory

Overview

Compound Advisory is an independent, owner-operated registered investment adviser serving individual and family clients. The firm charges clients on a percentage-of-AUM basis and focuses on financial planning and discretionary portfolio management for individuals and small businesses. Investment activity is equity‑oriented: the firm shows a clear preference for exchange‑traded equities and constructs portfolios with a heavy equity allocation rather than relying primarily on fixed income. Compound Advisory is not an active ESG investor, is not registered as a multi‑state adviser, and does not act as a capital allocator or pension consultant. Portfolio construction appears to be straightforward and centralized: discretionary mandates account for the firm’s managed assets, and the advisory model emphasizes direct equity exposure supplemented by traditional vehicles such as mutual funds and annuities where appropriate for client objectives. The firm’s client base is small and concentrated, which suggests a high-touch service model with customized planning and portfolio implementation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices