Compass Point Research & Trading, LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
40
Avg account
$0

Firm details

Headquarters
Washington, District of Columbia
CRD number
126258
Registered since
August 21, 2003

Firm profile

FINTRX

Overview

Compass Point Research & Trading, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm registered with the SEC in 2003. Record fields indicate domestic ownership with individual involvement. FINTRX does not list advisory business lines, fee schedules, or a client base for the entity, and it is marked as not operating as a capital allocator. The profile in the data set identifies the firm as not being an active ESG investor and not operating as a multistate adviser or pension consultant. There are no entries in the FINTRX record describing related advisers, advisory activities, or other business functions beyond the investment bank classification.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Michael Kiernan

    Michael Kiernan

    Chief Operating OfficerCRD 2283816

  • Kevin Grant

    Kevin Grant

    Chief Compliance OfficerCRD 6383394

  • Burke Hayes

    Burke Hayes

    Chief Executive OfficerCRD 3211858

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Contacts

3 of 36
  • Jason Stewart

    Jason Stewart

    DirectorCRD 3138710

  • Ali Faruqi

    Ali Faruqi

    Research AssociateCRD 7702969

  • Giuliano Bologna

    Giuliano Bologna

    Managing Director, Senior Research AnalystCRD 5758635

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Washington, DC

District Of Columbia

Location

Washington, DC

Headquartered in Washington, DC, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
District Of Columbia
Address
2300 N St Nw
Time zone
ET (UTC-5)
Office locations

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