Compass Ion Advisors, LLC

RIASEC Registered
Total AUM
$1.6B
Discretionary
$1.5B
92% of AUM
Avg account
$424K
Accounts
3,745
Employees
24
Advisory reps
17

Firm details

Headquarters
Conshohocken, Pennsylvania
CRD number
166418
Registered since
August 30, 2013
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI71.97%
  • Individuals19.56%
  • Pension & Profit Sharing Plans8.47%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Compass Ion Advisors, LLC is an independent registered investment adviser organized as an LLC. The firm is SEC-registered (registration year 2013) and describes itself as a capital allocator serving both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of other advisers. The firm also operates as a registered representative of a broker-dealer and as an insurance broker, and it lists an accountant among its industry affiliations. Compass Ion uses a mix of fee arrangements — percentage of AUM, hourly charges and fixed fees — and reports being an allocator to external managers. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 21%, US Government Bonds 1%, Cash & Cash Equivalents 1%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds21%
  • US Government Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

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Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 175

Active vs passive

$1.1B in ETFs

Passive

67%

$713M

Active

21%

$348M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD MORNINGSTAR TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$196M523,54918.46%

Location

Primary office

Conshohocken, PA

Montgomery

Location

Conshohocken, PA

Headquartered in Conshohocken, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Montgomery
Address
300 Conshohocken State Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth