COMPASS ION ADVISORS, LLC

RIASEC RegisteredEst. 2013
Total AUM
$1.6B
Discretionary
$1.5B
92% of AUM
Avg account
$424K
Accounts
3,745
Employees
24
Advisory reps
17

Firm details

Headquarters
CONSHOHOCKEN, Pennsylvania
CRD number
166418
Registered since
August 30, 2013
Website
compass-ionadvisors.com
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI71.97%
  • Individuals19.56%
  • Pension & Profit Sharing Plans8.47%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Compass Ion Advisors, LLC is an independent, individually owned RIA that acts as a capital allocator for both individuals/families and institutional clients. The firm delivers financial planning, portfolio management for individuals and small businesses, pension consulting and third-party manager selection, and also operates as a registered representative of a broker-dealer and as an insurance broker. Its fee arrangements include a percentage-of-AUM model alongside hourly and fixed-fee engagements. The firm is not positioned as an ESG investor. Compass Ion appears to combine traditional advisory work with manager selection: it builds client portfolios directly while allocating to external alternative managers where appropriate. The firm is SEC-registered since 2013 and lists an accountant among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 21%, US Government Bonds 1%, Cash & Cash Equivalents 1%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds21%
  • US Government Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1

  • Michael Dogum

    Chief Financial OfficerCRD 5636150

Contacts

3 of 16

  • Michael Briglia

    Financial ConsultantCRD 6052098

  • EVAN HEWITT

    Operations & Brand ManagerCRD 6924104

  • RICHARD LIBURDI

    Vice PresidentCRD 1103964

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 153

Active vs passive

$937M in ETFs

Passive

67%

$628M

Active

21%

$309M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$165M514,57317.62%
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Location

Primary office

CONSHOHOCKEN, PA

MONTGOMERY

Location

CONSHOHOCKEN, PA

Headquartered in CONSHOHOCKEN, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
MONTGOMERY
Address
300 Conshohocken State Rd
Time zone
ET (UTC-5)
Office locations

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