COLE, THOMAS C.

Exempt Reporting AdvisorFINRA Member
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
PALO ALTO, California
CRD number
307142

Firm profile

FINTRX

Overview

Cole, Thomas C. operates as a sole-proprietorship advisory entity with minimal public filing activity. The firm does not report traditional advisory clients or retail AUM and instead shows a single private fund vehicle as its primary disclosed financial activity. Public filings indicate no designation as a capital allocator and no active ESG investing program. Given the structure and the small scale of disclosed fund activity, the manager’s investment focus appears concentrated on early-stage, privately negotiated opportunities rather than broad discretionary portfolios of public securities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • Tom Cole

    Sole ProprietorCRD 6676380

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PALO ALTO, CA

SANTA CLARA

Location

PALO ALTO, CA

Headquartered in PALO ALTO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
1428 Dana Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth