Cole Investment Advisors, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 124264
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals61.7%
- HNWI38.3%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Cole Investment Advisors, Inc. is a small, privately owned advisory firm focused on portfolio management for individuals and small businesses. The firm operates a fee model that combines a percentage of assets under management with fixed fees, and it reports no active ESG program or multi-state advisory registration. Investment activity centers on managed mutual fund strategies held at a single custodian, supplemented with allocations to alternative managers and insurance products when appropriate. Given the client base size, the firm appears to offer personalized portfolio management rather than large-scale institutional services.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds82%
- Cash & Cash Equivalents17%
- Exchange Traded Equities1%
Owners & executives
1 of 1Jeffrey Cole
President and Chief Compliance OfficerCRD 4621290
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations