Cognitive Capital, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
131272
Registered since
May 13, 2004

Firm profile

FINTRX

Overview

Cognitive Capital, LLC is organized as a limited liability company and has been SEC-registered since 2004. FINTRX classifies the firm as unclassified and notes the owner type as a domestic entity and individual. The profile flags the firm as not functioning as a capital allocator and not operating as a multi-state adviser. FINTRX also indicates Cognitive Capital is not an active ESG investor, is not a pension consultant, and has no noted related advisers. Several standard firm-level details are not provided in the source record: there are no disclosed descriptions of fee schedules, target client segments, core advisory activities, or investment preferences. That lack of public detail constrains any assessment of the firm’s positioning or investment approach.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • David Ridges

    CIOCRD 4662004

Contacts

3 of 11
  • Arthur Margulis

    Arthur Margulis

    Managing PrincipalCRD 2132364

  • Daniel Harakh

    Portfolio ManagerCRD 5830220

  • John Katzenstein

    Portfolio ManagerCRD 4968468

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth