Cognitive Capital, LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
—
Advisory reps
11
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
131272
Registered since
May 13, 2004

Firm profile

FINTRX

Overview

Cognitive Capital, LLC is organized as a limited liability company and has been SEC-registered since 2004. Ownership is listed as a combination of a domestic entity and an individual. FINTRX classifies the firm as unclassified; its profile indicates it is not positioned as a capital allocator and it does not identify as an active ESG investor. The firm is not registered as a multi-state adviser, is not newly formed, and is not described as a pension consultant or a related adviser. Details on client types served, fee schedules, and specific advisory activities were not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • David Ridges

    CIOCRD 4662004

Contacts

3 of 10
  • Arthur Margulis

    Arthur Margulis

    Managing PrincipalCRD 2132364

  • Eric Palm

    Eric Palm

    Trading OperationsCRD 2836979

  • John Katzenstein

    Portfolio ManagerCRD 4968468

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
141 W Jackson Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth