CLINTON INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2008

Total AUM

$3.9B

Discretionary

$3.9B

100% of AUM

Avg account

$1.8M

Accounts

2,146

Employees

Advisory reps

Firm details

Headquarters: STAMFORD, Connecticut
CRD number: 143599
Registered since: June 26, 2008
Website: www.clintoninvestment.com
Custodians: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY & CO. LLC
Fee structure: Percentage of AUM
Client types: HNWI73.48%
Individuals16.12%
Corporations / Businesses5.66%
Investment Companies4.74%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Clinton Investment Management, LLC is a privately held investment adviser organized as an LLC and registered with the SEC since 2008. The firm serves both individual/family clients and institutional investors, charging fees calculated as a percentage of assets under management. Its advisory work centers on discretionary portfolio management across individual and small-business accounts, investment companies, and other business or institutional entities. The firm does not identify as an active ESG investor, is not structured as a multi-state adviser, and does not act as a pension consultant or related adviser. Clinton Investment Management was named a "Top RIA Firms to Watch" by investor.com in 2020.