CLEVERALPHA
Firm details
- Headquarters
- HAWTHORNE, California
- CRD number
- 301620
- Registered since
- November 15, 2019
- Website
- www.cleveralpha.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI90.32%
- Individuals9.68%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Cleveralpha is an SEC-registered limited liability company that began registration in 2019. The firm operates on a percentage-of-AUM fee model and identifies its client base as individuals and families while also providing portfolio management services to small businesses and institutional clients. Its advisory work centers on discretionary portfolio management rather than acting as a capital allocator. The firm maintains an affiliation with a broker-dealer and does not position itself as an ESG-focused or multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities100%
Owners & executives
2 of 2MICHAEL ERNST
Founder & CEOCRD 2554431
LUCIO FLORES
CTOCRD 6463500
Contacts
3 of 3John Isbell
Director of MarketingCRD 7246481
Duncan Clark
Registered RepresentativeCRD 7187742
Richard Cabanes
Co-FounderCRD 2941600
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
HAWTHORNE, CA
LOS ANGELES
Location
HAWTHORNE, CA
Headquartered in HAWTHORNE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 5155 W Rosecrans Ave
- Time zone
- PT (UTC-8)
- Office locations
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