Cleveralpha

RIASEC RegisteredEst. 2019

Total AUM

$28.3M

Discretionary

$28.3M

100% of AUM

Avg account

$383K

Accounts

74

Employees

4

Advisory reps

5

Firm details

Headquarters: Hawthorne, California
CRD number: 301620
Registered since: November 15, 2019
Website: www.cleveralpha.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI90.32%
Individuals9.68%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Cleveralpha is an SEC-registered limited liability company that provides fee-based portfolio management primarily to individuals and families, along with services for small businesses and institutional clients. Established as an adviser in 2019, the firm charges a percentage of assets under management and is affiliated with a broker-dealer. It does not market itself as an ESG-focused manager, does not operate across multiple states, and is not classified as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities100%

Owners & executives

2 of 2

Michael Ernst
Founder & CEOCRD 2554431
Lucio Flores
CTOCRD 6463500

Contacts

3 of 3

John Isbell
Director of MarketingCRD 7246481
Duncan Clark
Registered RepresentativeCRD 7187742
Richard Cabanes
Co-FounderCRD 2941600

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Hawthorne, CA

Los Angeles

Location

Hawthorne, CA

Headquartered in Hawthorne, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: Los Angeles
Address: 5155 W Rosecrans Ave
Time zone: PT (UTC-8)
Office locations

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