Clearbridge Investments (North America) Pty Limited

RIASEC Registered

Total AUM

$2.2B

Discretionary

$2.2B

98% of AUM

Avg account

$117M

Accounts

Advisory reps

Firm details

Headquarters: Sydney,
CRD number: 151223
Registered since: August 31, 2009
Website: www.clearbridgeinvestments.com.au
Custodians: J.P. MORGAN SECURITIES INC., NORTHERN TRUST SECURITIES, INC., RAYMOND JAMES & ASSOCIATES, INC., STATE STREET BANK AND TRUST COMPANY, CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC, ROBERT W. BAIRD & CO. INCORPORATED
Fee structure: Percentage of AUM
Client types: Pooled Investment Vehicles67.21%
Investment Companies15.58%
Pension & Profit Sharing Plans14.95%
Other Investment Advisers1.84%
Corporations / Businesses0.39%
Services: Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Clearbridge Investments (North America) Pty Limited is structured as a corporation and is registered with the SEC since 2009. The firm is classified as an institutional registered investment adviser that serves both individual & family clients and institutional mandates. It charges fees as a percentage of assets under management and reports that it is an active ESG investor. Its advisory scope includes portfolio management for investment companies, pooled investment vehicles, and businesses or institutions. The firm is not identified as a capital allocator and is not listed as a multi-state adviser. Corporate affiliations flagged in filings include roles as a broker-dealer, other investment adviser, commodity pool operator/commodity trading adviser, and sponsor or managing member of pooled investment vehicles.