CLASS VI SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2009
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
DENVER, Colorado
CRD number
148772
Registered since
October 19, 2009

Firm profile

FINTRX

Overview

Class VI Securities, LLC is organized as a limited liability company and is classified in public records as an investment bank. The firm has been SEC-registered since 2009. Ownership is reported as a combination of a domestic entity and an individual. Core business lines, client types and advisory activities are not detailed in the available profile. The registry flags indicate this firm is not set up as a capital allocator and is not a multi-state adviser. It is also not identified as an active ESG investor. Related-adviser and pension-consultant designations are not present.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 23
  • Reece Kelly

    InternCRD 7527478

  • William Rosenblatt

    AnalystCRD 7972975

  • PETER BESSONE

    Vice PresidentCRD 6200523

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
255 Fillmore St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth