CLARE MARKET INVESTMENTS, LLC

RIASEC RegisteredEst. 2019
Total AUM
$635M
Discretionary
$635M
100% of AUM
Avg account
$922K
Accounts
689
Employees
4
Advisory reps
4

Firm details

Headquarters
DALLAS, Texas
CRD number
217515
Registered since
February 4, 2019
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI89.69%
  • Individuals7.79%
  • Pension & Profit Sharing Plans1.61%
  • Corporations / Businesses0.87%
  • Charitable Organizations0.05%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Clare Market Investments, LLC is an independent SEC-registered registered investment adviser formed as an LLC and operating since 2019. The firm serves both individual and family clients as well as institutional accounts and acts as a capital allocator—selecting third-party managers as part of its offering. Core advisory services include financial planning, portfolio management for individuals and small businesses, and manager selection. Fee arrangements are flexible and include percentage-of-AUM billing plus hourly and fixed-fee engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, Public Funds/Mutual Funds 14%, US Government Bonds 7%, Cash & Cash Equivalents 3%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%74%
  • Exchange Traded Equities74%
  • Public Funds/Mutual Funds14%
  • US Government Bonds7%
  • Cash & Cash Equivalents3%
  • State & Local Bonds1%

Contacts

3 of 4
  • KEITH RHODUS

    Founder & Managing MemberCRD 4885604

  • Alan Haworth

    Director, Senior Financial AdvisorCRD 3086559

  • DEBORAH GOOD

    Financial PlannerCRD 5776821

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 62

Active vs passive

$72.1M in ETFs

Passive

99%

$71.3M

Active

<1%

$866K

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$8.2M14,28511.43%

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
2620 State St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth