CIFC ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2011
Total AUM
$44.6B
Discretionary
$44.6B
100% of AUM
Avg account
$297M
Accounts
150
Employees
200
Advisory reps
5

Firm details

Headquarters
MIAMI, Florida
CRD number
159172
Registered since
December 1, 2011
Website
cifc.com
Custodians
BARCLAYS BANK PLC, THE BANK OF NEW YORK MELLON, BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles85.77%
  • Other6.28%
  • Other Investment Advisers2.72%
  • Corporations / Businesses2.47%
  • Insurance Companies1.64%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Cifc Asset Management LLC is an SEC-registered asset manager formed in 2011 that serves institutional clients through a mix of pooled vehicles and bespoke institutional mandates. The firm operates as a limited liability company and is organized as a multi-strategy manager that combines hedge fund, private equity and securitized-asset activities. Its regulatory and operating roles include acting as a commodity pool operator/commodity trading adviser (CPO/CTA) and sponsoring or managing pooled investment vehicles. Compensation structures include both a percentage-of-AUM fee and performance-based fees. The firm identifies as an active ESG investor and provides portfolio management for both pooled vehicles and institutions.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 62%, Other 28%, Cash & Cash Equivalents 7%, Non-Investment Grade Corp Bonds 3%62%
  • Private Funds62%
  • Other28%
  • Cash & Cash Equivalents7%
  • Non-Investment Grade Corp Bonds3%

Owners & executives

3 of 3
  • STEPHEN VACCARO

    CEO & Chief Investment OfficerCRD 2826198

  • JOHN DIROCCO

    Managing Director, Chief Operating OfficerCRD 1476959

  • LILY WICKER

    Managing Director, Chief Compliance OfficerCRD 5158429

Contacts

2 of 2
  • ANNA SEMBOS

    Senior Managing DirectorCRD 6311646

  • ASHA RICHARDS

    Senior Managing Director & General CounselCRD 5718535

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MIAMI, FL

MIAMI DADE

Location

MIAMI, FL

Headquartered in MIAMI, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
MIAMI DADE
Address
1 SE 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth