Check Capital Management Inc
Firm details
- Headquarters
- Costa Mesa, California
- CRD number
- 107058
- Registered since
- March 6, 1987
- Website
- www.checkcapital.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI93.93%
- Corporations / Businesses4.14%
- Investment Companies1.93%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Check Capital Management Inc is an independent, SEC‑registered advisory firm that has been operating since 1987 and is owned by an individual. The firm serves both individual/family clients and institutional mandates, offering financial planning and portfolio management for individuals, small businesses, and investment companies. Its fee model combines a percentage-of-AUM schedule with performance-based fees, and it does not position itself as an active ESG investor. Check Capital attracted industry attention through repeated inclusion on CNBC’s Top 100 Financial Advisory Firms list for four consecutive years (2019–2022). The firm’s operating posture centers on equity-oriented portfolio management supplemented by externally managed alternative allocations.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities73%
- Derivatives25%
- Cash & Cash Equivalents2%
Contacts
3 of 9James Waite
Portfolio ManagerCRD 1160161
Jeremy Saltzberg
Vice President, Senior Investment OfficerCRD 5904266
Alan Ebright
Vice President, Senior Investment OfficerCRD 2584974
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4Active vs passive
$2M in ETFs
100%
$2M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES FUTURE EXPONENTIAL TECHNOLOGIES ETF (XT) | BlackRock | Passive | Miscellaneous Sector | $727K | 8,800 | 36.69% |
Location
Costa Mesa, CA
Orange
Location
Costa Mesa, CA
Headquartered in Costa Mesa, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Orange
- Address
- 575 Anton Blvd
- Time zone
- PT (UTC-8)
- Office locations
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