Charles Capital
RIAState Registered
Total AUM
$847K
Discretionary
$847K
100% of AUM
Avg account
$106K
Accounts
8
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 313224
- Website
- www.charlescapitalllc.com
- Custodians
- SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM
- Client types
- HNWI56.19%
- Individuals43.81%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Charles Capital operates as an independent registered investment adviser organized as an LLC and owned by an individual principal. The firm focuses on portfolio management for individuals and small businesses, charging clients on a percentage-of-assets-under-management basis. Its client base is described as individual and family clients. The adviser is registered in Missouri and Nebraska and does not present itself as an ESG-focused manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds99%
- Cash & Cash Equivalents1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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