CETERA ADVISORY SERVICES LLC

Overview

Cetera Advisory Services LLC operates as an independent registered investment adviser and has been SEC-registered since 2016. The firm provides portfolio management for individuals and small businesses and charges fees based on a percentage of assets under management. It is not positioned as a capital allocator or an active ESG investor, and it is not structured as a multi-state adviser or a newly formed adviser. The firm is listed as a related adviser, indicating it operates within a broader advisory and brokerage network rather than as a stand-alone capital markets manager. Its regulatory and business footprint extends beyond pure advisory work: the firm’s affiliations include broker-dealer activity, relationships with other investment advisers, credentialing as a registered municipal advisor, and connections to trust and insurance companies. That mix of affiliations suggests the firm is set up to deliver referrals or integrated services across custody, insurance, and trust solutions in addition to discretionary portfolio work.

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Location & Offices