Cetera Advisors LLC
Firm details
- Headquarters
- Greenwood Village, Colorado
- CRD number
- 10299
- Registered since
- December 1, 1981
- Website
- cetera.com
Firm profile
FINTRXOverview
Cetera Advisors LLC is an independent broker-dealer established as an LLC and registered with the SEC since 1981. The firm is identified in the dataset as a capital allocator, which indicates it sources or directs client capital into third-party managers and external funds. Snapshot fields flag the firm as not being an active ESG investor and not a multi-state adviser; other firm-level detail about fee schedules, specific advisory activities, or client segments was not provided in the source data. The firm’s ownership is recorded as a domestic entity and individual combination. The dataset does not supply descriptions of business lines or affiliations beyond the independent broker-dealer classification and capital-allocation role.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Exchange Traded Equities38%
- Cash & Cash Equivalents6%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 90
Jess Hurst
CEO, Senior Wealth ManagerCRD 1742952
Kristy Haley
Chief Compliance OfficerCRD 4022155
Roger Green
President, CEOCRD 1795639
Contacts
3 of 2265
William Brooks
Wealth AdvisorCRD 3142454
Brian Toma
Managing Partner, Investment Advisor RepresentativeCRD 4676266
Rena Asano
Operations SpecialistCRD 7230334
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,306Active vs passive
$9.3B in ETFs
82%
$7.6B
18%
$1.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $334M | 635,357 | 3.61% |
Location
Greenwood Village, CO
Arapahoe
Location
Greenwood Village, CO
Headquartered in Greenwood Village, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Arapahoe
- Address
- 5299 Dtc Blvd
- Time zone
- MT (UTC-7)
- Office locations
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