Cetera Advisors LLC

Broker-DealerFINRA MemberEst. 1981

Total AUM

—

Advisory reps

2,363

Avg account

$0

Firm details

Headquarters: Greenwood Village, Colorado
CRD number: 10299
Registered since: December 1, 1981
Website: cetera.com

Firm profile

FINTRX

Overview

Cetera Advisors LLC is organized as a limited liability company operating as an independent broker-dealer and identifies itself as a capital allocator. The firm has been SEC-registered since 1981. Corporate details in the dataset list the owner type as a domestic entity and individual ownership elements. The profile indicates the firm does not position itself as an active ESG investor and is not classified as a multi-state or newly formed adviser; it is also not identified as a pension consultant or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds52%
Exchange Traded Equities38%
Cash & Cash Equivalents6%
US Government Bonds1%
State & Local Bonds1%

Owners & executives

3 of 89

Michael Reid
CEO & PresidentCRD 5800117
Matthew Bregozzo
Chief Compliance OfficerCRD 5881295
Laura Shifflette
Vice-Chairman & COOCRD 5199588

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Contacts

3 of 2274

Jeffrey Murry
Senior Solutions ConsultantCRD 5649127
Ryan Beliveau
Financial Services RepresentativeCRD 5652702
Timothy Zadzora
President, Financial AdvisorCRD 5653939

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 2,451

Active vs passive

$17.8B in ETFs

Passive

83%

$14.8B

Active

17%

$3B

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$334M	635,357	1.87%

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Primary office

Greenwood Village, CO

Arapahoe

Location

Greenwood Village, CO

Headquartered in Greenwood Village, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area: Denver-Aurora, CO
Region: West
County: Arapahoe
Address: 5299 Dtc Blvd
Time zone: MT (UTC-7)
Office locations

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