CEF Advisors

RIASEC Registered

Total AUM

$186M

Discretionary

$112M

60% of AUM

Avg account

$1M

Accounts

180

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 115562
Registered since: July 26, 2018
Website: cefdata.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: HNWI54.75%
Investment Companies39.2%
Individuals6.05%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPublication of PeriodicalsSecurity Ratings / Pricing Services

Firm profile

FINTRX

Overview

CEF Advisors is a corporate registered investment adviser that has been SEC-registered since 2018. The firm serves both individual/family clients and institutional investors. Its ownership is listed as individual and it operates under a variety of fee arrangements (percentage of AUM, hourly, subscription and fixed fees). Advisory services include portfolio management for individuals/small businesses and for investment companies, along with publication of periodicals/newsletters and provision of security ratings or pricing services. The firm is not identified as an active ESG investor and is not a multistate adviser per the available filings.