CDS James Investments, LLC
Firm details
- Headquarters
- New Orleans, Louisiana
- CRD number
- 299741
- Website
- www.cdsjames.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI78.1%
- Individuals21.9%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
CDS James Investments, LLC is a small, fee-based registered adviser that provides portfolio management for individuals, families and small businesses. The firm operates predominantly on a discretionary basis and favors liquid, exchange-traded instruments as the backbone of client portfolios. Its investment posture emphasizes equity exposure as the primary return engine, while supplementing portfolios with mutual funds and a targeted allocation to real estate strategies for income and diversification. Services are provided under a percentage-of-AUM fee model and are aimed at individual and family clients rather than institutional pension mandates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Cash & Cash Equivalents12%
- Other1%
Owners & executives
1 of 1Matthew James
Chief Compliance OfficerCRD 2977197
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New Orleans, LA
Orleans
Location
New Orleans, LA
Headquartered in New Orleans, LA, anchoring the New Orleans-Metairie-Hammond, LA-MS metro in the South.
- Metro area
- New Orleans-Metairie-Hammond, LA-MS
- Region
- South
- County
- Orleans
- Address
- 318 Harrison Ave
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Emeth Value Capital, LLC
RIANew Orleans, LA
Demauriac LLC
RIANew Orleans, LA
Jecohen & Co, LLC
RIANew Orleans, LA
Royal Road Wealth Partners, LLC
RIANew Orleans, LA
Bienvenue Wealth LLC
RIANew Orleans, LA
Bavarian Wealth Management, Inc.
RIANew Orleans, LA