CDS JAMES INVESTMENTS, LLC
Firm details
- Headquarters
- NEW ORLEANS, Louisiana
- CRD number
- 299741
- Website
- www.cdsjames.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI78.1%
- Individuals21.9%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
CDS James Investments, LLC is a small, fee-based registered adviser that provides portfolio management for individuals, families and small businesses. The firm operates predominantly on a discretionary basis and favors liquid, exchange-traded instruments as the backbone of client portfolios. Its investment posture emphasizes equity exposure as the primary return engine, while supplementing portfolios with mutual funds and a targeted allocation to real estate strategies for income and diversification. Services are provided under a percentage-of-AUM fee model and are aimed at individual and family clients rather than institutional pension mandates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities87%
- Cash & Cash Equivalents12%
- Other1%
Owners & executives
1 of 1MATTHEW JAMES
Chief Compliance OfficerCRD 2977197
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
NEW ORLEANS, LA
ORLEANS
Location
NEW ORLEANS, LA
Headquartered in NEW ORLEANS, LA, anchoring the New Orleans-Metairie-Hammond, LA-MS metro in the South.
- Metro area
- New Orleans-Metairie-Hammond, LA-MS
- Region
- South
- County
- ORLEANS
- Address
- 318 Harrison Ave
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
DEMAURIAC LLC
RIANEW ORLEANS, LA
JECOHEN & CO., LLC
RIANEW ORLEANS, LA
ROYAL ROAD WEALTH PARTNERS, LLC
RIANEW ORLEANS, LA
BIENVENUE WEALTH LLC
RIANEW ORLEANS, LA
BAVARIAN WEALTH MANAGEMENT, INC.
RIANEW ORLEANS, LA
DOUCET ASSET MANAGEMENT, LLC
RIANEW ORLEANS, LA