CAXTON ASSOCIATES (USA) LLC

RIASEC RegisteredEst. 2005
Total AUM
$4.6B
Discretionary
$4.6B
100% of AUM
Avg account
$514M
Accounts
9
Employees
25
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
132823
Registered since
January 3, 2005
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Caxton Associates (USA) LLC is a U.S.-registered limited liability company operating as a hedge fund manager that primarily serves institutional clients. The firm has been SEC-registered since 2005 and is owned through a mix of a foreign entity and individual ownership. Its principal activity is managing pooled investment vehicles: it performs portfolio management for funds and operates in roles consistent with a commodity pool operator or commodity trading advisor. Compensation includes both a percentage of assets under management and performance-based fees. The firm does not position itself as an ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • BENJAMIN OHLY

    Chief Compliance OfficerCRD 6421218

  • MATTHEW WADE

    Chief Operating OfficerCRD 6468257

  • CHANELLE NICHOLLS

    CFOCRD 7353703

Contacts

3 of 3
  • EFSTATHIOS METSOVITIS

    ManagerCRD 5356173

  • FELIX TURTON

    Portfolio ManagerCRD 6710941

  • ALEX UNDERWOOD

    General CounselCRD 7518658

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 10

Active vs passive

$57.2M in ETFs

Passive

100%

$57.2M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI BRAZIL ETF (EWZ)BlackRockPassiveLatin America Stock$43.4M1,131,11175.87%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
280 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth