CAVINESS WEALTH MANAGEMENT, LLC

RIASEC Registered
Total AUM
$59M
Discretionary
$59M
100% of AUM
Avg account
$360K
Accounts
164
Employees
1
Advisory reps
1

Firm details

Headquarters
DALLAS, Texas
CRD number
172091
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI59.96%
  • Individuals32.65%
  • Corporations / Businesses7.4%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Caviness Wealth Management, LLC is an independent registered investment adviser organized as an LLC and owned by an individual. The firm provides financial planning and discretionary portfolio management targeted to individuals, families and small-business clients, and it also works with certain institutional clients. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Caviness does not identify itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 66%, Exchange Traded Equities 30%, Cash & Cash Equivalents 4%66%
  • Public Funds/Mutual Funds66%
  • Exchange Traded Equities30%
  • Cash & Cash Equivalents4%

Contacts

1 of 1
  • DAVID CAVINESS

    Founder and CCOCRD 4221248

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
15660 Dallas Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth