Cavalcade Capital LLC

RIASEC RegisteredEst. 2024
Total AUM
$150M
Discretionary
$0
0% of AUM
Avg account
$3.7M
Accounts
41
Employees
2
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
327292
Registered since
May 13, 2024
Custodians
GOLDMAN SACHS & CO. LLC, J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Cavalcade Capital LLC is a limited liability company that provides portfolio management services to individuals and small businesses. The adviser is SEC-registered as of 2024 and charges clients on a percentage-of-AUM basis. The firm does not identify as an active ESG investor, is not registered as a multi-state adviser per its filing, and does not act as a capital allocator. Ownership is listed as a combination of a domestic entity and an individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Investment Grade Corp Bonds 12%, Other 12%, Private Funds 9%, Cash & Cash Equivalents 5%, Public Funds/Mutual Funds 2%, US Government Bonds 1%60%
  • Exchange Traded Equities60%
  • Investment Grade Corp Bonds12%
  • Other12%
  • Private Funds9%
  • Cash & Cash Equivalents5%

Owners & executives

1 of 1

  • Jon Dutton

    Managing Director, Chief Compliance OfficerCRD 7767223

Contacts

2 of 2

  • Peter Dutton

    MemberCRD 7983075

  • Chadwick Faykus

    Managing MemberCRD 4518349

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
55 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth