CASTLELAKE, L.P.

RIASEC RegisteredEst. 2011
Total AUM
$35.3B
Discretionary
$35.3B
100% of AUM
Avg account
$706M
Accounts
50
Employees
251
Advisory reps
7

Firm details

Headquarters
MINNEAPOLIS, Minnesota
CRD number
145165
Registered since
June 7, 2011
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles99.4%
  • Insurance Companies0.28%
  • Other0.17%
  • Corporations / Businesses0.15%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Castlelake, L.P. is a limited partnership that operates as a multi-strategy alternative asset manager focused on institutional clients. The firm blends private equity, hedge fund strategies and securitized-asset investing with direct sponsor roles in pooled vehicles. Its business activities include commodity or futures program operations (CPO/CTA) and portfolio management for pooled investment vehicles and for businesses or institutions. Fee arrangements include both AUM-based and performance-linked components, and the firm describes itself as an active ESG investor, indicating ESG considerations are integrated into some investment and underwriting processes. Strategically, Castlelake appears to concentrate on credit and structured-asset opportunities alongside private equity and real-asset investments. It functions as an adviser and as a General Partner/sponsor in pooled funds, which suggests the firm allocates capital both through externally managed third-party funds and through vehicles it controls directly.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 4
  • Brad Farrell

    Partner, Chief Operating OfficerCRD 7152863

  • RORY O'NEILL

    Chief Executive OfficerCRD 5591081

  • EVAN CARRUTHERS

    Managing Partner and Chief Investment OfficerCRD 4495971

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Contacts

3 of 3
  • DANIEL MCNALLY

    Partner, General CounselCRD 5245155

  • Yen-Wah Lam

    PresidentCRD 7895814

  • ALAN GEARING

    PartnerCRD 6949423

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

MINNEAPOLIS, MN

HENNEPIN

Location

MINNEAPOLIS, MN

Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
250 Nicollet Mall
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth