CASTLEKEEP INVESTMENT ADVISORS

RIASEC RegisteredEst. 2001
Total AUM
$921M
Discretionary
$328M
36% of AUM
Avg account
$2M
Accounts
464
Employees
5
Advisory reps
4

Firm details

Headquarters
WESTPORT, Connecticut
CRD number
111656
Registered since
June 12, 2001
Website
castlekeepadvisors.com
Custodians
CITI PRIVATE BANK, J.P. MORGAN SECURITIES INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Corporations / Businesses50.72%
  • HNWI47.07%
  • Individuals2.02%
  • Charitable Organizations0.19%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Castlekeep Investment Advisors is an independent registered investment adviser formed in 2001 that serves both individual/family and institutional clients. The firm operates as a capital allocator and offers a mix of financial planning and portfolio management services for individuals, small businesses and larger institutions. Its advisory toolkit includes selecting third‑party advisers and publishing client communications; fee arrangements include asset‑based charges and hourly billing. Castlekeep reports it does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Cash & Cash Equivalents 29%, Private Funds 9%, Public Funds/Mutual Funds 7%, Other 3%52%
  • Exchange Traded Equities52%
  • Cash & Cash Equivalents29%
  • Private Funds9%
  • Public Funds/Mutual Funds7%
  • Other3%

Owners & executives

1 of 1

  • CHARLES HABERSTROH

    Founder and CEOCRD 4406071

Contacts

3 of 3

  • CHARLES HABERSTROH

    Head of Operations and TradingCRD 5509875

  • STEPHEN HABERSTROH

    PartnerCRD 4853300

  • LAUREN QUESADA

    PartnerCRD 6155900

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 34

Active vs passive

$158M in ETFs

Passive

83%

$131M

Active

7%

$26.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD EUROPEAN STOCK INDEX FUND (VGK)VanguardPassiveEurope Stock$15.4M187,2829.80%
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Location

Primary office

WESTPORT, CT

FAIRFIELD

Location

WESTPORT, CT

Headquartered in WESTPORT, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
257 Riverside Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth