Castle Rock Investment Company

RIAState Registered

Total AUM

$51M

Discretionary

$12.6M

25% of AUM

Avg account

$2.4M

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 140299
Registered since: December 3, 2014
Website: castlerockinvesting.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans79.46%
Charitable Organizations13.86%
Individuals6.69%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Castle Rock Investment Company is a Colorado-based corporate adviser that lists an institutional client base while also providing services typically aimed at individuals and small businesses. Its advisory offerings include financial planning, portfolio management for individuals and small businesses, and pension consulting. Compensation methods combine an asset-based fee with hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor.