Castle Rock Financial Planning, Inc.

RIAState Registered
Total AUM
$49.3M
Discretionary
$49.3M
100% of AUM
Avg account
$250K
Accounts
197
Employees
2
Advisory reps
1

Firm details

Headquarters
Mendota Heights, Minnesota
CRD number
174507
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI64.15%
  • Individuals35.85%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Castle Rock Financial Planning, Inc. is an independent, Minnesota-registered advisory firm organized as a corporation and owned by an individual. The firm serves individuals and families (and small-business owners) with financial planning and portfolio management services. Its fee model includes asset-based fees, hourly charges, and flat-fee engagements. The adviser reports it does not position itself as an ESG investor and is not a multi-state or capital-allocation specialist.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 66%, Exchange Traded Equities 17%, Cash & Cash Equivalents 10%, US Government Bonds 7%66%
  • Non-Exchange Traded Equities66%
  • Exchange Traded Equities17%
  • Cash & Cash Equivalents10%
  • US Government Bonds7%

Contacts

1 of 1
  • Lauri Salverda

    Lauri Salverda

    Founding PrincipalCRD 1974014

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Mendota Heights, MN

Dakota

Location

Mendota Heights, MN

Headquartered in Mendota Heights, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Dakota
Address
2267 Waters Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth