CARROLL WEALTH MANAGEMENT INC.

Overview

Carroll Wealth Management Inc. is a small, owner-operated advisory firm focused on portfolio management for individual and family clients — including small-business owners. The firm charges a percentage-of-AUM fee and concentrates its activity on discretionary portfolio oversight rather than institutional or pension work. Carroll Wealth Management does not position itself as an ESG-focused or multi-state adviser and is not organized as a capital allocator; its business activity centers on running portfolios for a tight client base. Investment behavior shows a conventional core built around public mutual funds, supplemented by allocations to third‑party alternative managers. The firm’s affiliation with an insurance company aligns with the use of annuities as part of client solutions. Given the size of its asset base, Carroll Wealth Management appears to target mass-affluent households, using mutual funds and external managers to provide diversified exposure while selectively adding illiquid or specialized strategies where appropriate.

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Location & Offices