Carota Wealth Management

RIASEC RegisteredEst. 2021

Total AUM

$135M

Discretionary

$135M

100% of AUM

Avg account

$305K

Accounts

443

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 127344
Registered since: February 26, 2021
Website: www.brandywinefinancialgroup.com
Custodians: TRADE-PMR INC.
Fee structure: Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees
Client types: HNWI70.79%
Individuals27.44%
Pension & Profit Sharing Plans1.78%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Carota Wealth Management is a sole-proprietorship independent RIA owned by an individual and SEC-registered since 2021. The firm serves a mix of individuals, families and institutional clients and offers financial planning, portfolio management for individuals and small businesses, pension consulting and educational workshops. It also operates as an insurance broker and maintains an affiliation with accounting professionals. Fee arrangements include percentage-of-AUM billing as well as hourly, subscription and fixed-fee structures. The firm does not position itself as a capital allocator and is not flagged as an active ESG investor.