CAROLINA QUALIFIED RETIREMENT PLAN ADVISERS, LLC

RIASEC RegisteredEst. 2020

Total AUM

$444M

Discretionary

$391M

88% of AUM

Avg account

$8.5M

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 171534
Registered since: July 27, 2020
Website: www.carolinacorporateplans.com
Custodians: ASCENSUS TRUST, FIDELITY DISTRIBUTORS COMPANY LLC, MID ATLANTIC CAPITAL CORPORATION
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans97.75%
Individuals2.25%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Carolina Qualified Retirement Plan Advisers, LLC is an independent registered investment adviser formed as an LLC in 2020 that focuses on retirement-plan related advisory work alongside individual and small-business portfolio management and financial planning. The firm serves both individual/family clients and institutional plan clients, delivering a mix of discretionary portfolio management and consulting services for retirement plans. Fee arrangements include percentage of AUM, hourly charges and fixed fees, and the majority of client relationships are managed on a discretionary basis. Investment activity centers on publicly available pooled vehicles—primarily mutual funds/public funds—while the firm also uses third‑party hedge funds to provide alternative exposure. Carolina Qualified Retirement Plan Advisers is not positioned as a capital allocator and does not present itself as an active ESG investor. Its advisory scope emphasizes pension consulting services and ongoing portfolio management for plan sponsors and smaller institutional clients in addition to individual financial planning.