CARLSON INVESTMENTS
Firm details
- Headquarters
- CONCORD, New Hampshire
- CRD number
- 105729
- Registered since
- June 12, 1989
- Website
- www.carlsoninvest.com
- Custodians
- CHARLES SCHWAB & CO., INC., COMMERCE NATIONAL BANK & TRUST
- Fee structure
- Percentage of AUM
- Client types
- HNWI56.73%
- Pension & Profit Sharing Plans25.81%
- Individuals16.51%
- Charitable Organizations0.9%
- Corporations / Businesses0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Carlson Investments is an independent, SEC-registered advisory firm founded in 1989 and organized as a corporation with individual ownership. The firm serves both individual and family clients as well as institutional investors, charging fees based on a percentage of assets under management. Its advisory services emphasize financial planning and discretionary portfolio management for individuals, small businesses, and institutional entities. The firm does not identify as an active ESG investor and does not position itself as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Investment Grade Corp Bonds8%
- US Government Bonds7%
- Cash & Cash Equivalents3%
- State & Local Bonds2%
Owners & executives
1 of 1JAMES MULLINS
President and CIOCRD 4067197
Contacts
3 of 9DAVID CARLSON
PresidentCRD 1956933
RICHARD HABERMANN
Portfolio ManagerCRD 2216146
ROSAMOND CARLSON
ShareholderCRD 4342344
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 69Active vs passive
$303M in ETFs
88%
$268M
12%
$35.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US BROAD MARKET ETF (SCHB) | Schwab | Passive | Large Blend | $65.1M | 2,591,924 | 21.46% |
Location
CONCORD, NH
MERRIMACK
Location
CONCORD, NH
Headquartered in CONCORD, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- MERRIMACK
- Address
- 2 Capital Plz
- Time zone
- ET (UTC-5)
- Office locations
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