CAPWEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2009
Total AUM
$2B
Discretionary
$2B
98% of AUM
Avg account
$726K
Accounts
2,798
Employees
19
Advisory reps
12

Firm details

Headquarters
FRANKLIN, Tennessee
CRD number
148781
Registered since
January 29, 2009
Website
www.capwealthgroup.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Other
Client types
  • HNWI87.1%
  • Individuals11.29%
  • Charitable Organizations1.61%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Capwealth Advisors, LLC is an independent registered investment adviser formed in 2009 as an LLC. The firm serves a mixed client base of individuals, families and institutional clients, offering financial planning and portfolio management for individuals and small businesses. Its fee model includes percentage-of-AUM billing alongside other fee arrangements. Capwealth is not structured as a capital allocator and does not identify as an active ESG investor or as a multistate adviser. The firm has been recognized in industry lists, including Financial Times’ Top 300 RIA Firms (2020) and Forbes’ RIA rankings in 2023 and 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 13%, US Government Bonds 11%, Cash & Cash Equivalents 1%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds13%
  • US Government Bonds11%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3

  • TRACY OLIVE

    Chief Operating OfficerCRD 2074739

  • RYAN HITT

    Chief Compliance OfficerCRD 2568736

  • Caleb Alexander

    Chief Financial OfficerCRD 8045869

Contacts

3 of 9

  • Hillary Stalker

    Executive Vice PresidentCRD 6767918

  • Blake Harrison

    Executive Vice President, Wealth ManagementCRD 8122816

  • Michael Shahan

    Executive Vice President & Financial AdvisorCRD 6887249

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 28

Active vs passive

$81.5M in ETFs

Passive

89%

$72.8M

Active

10%

$8.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANECK RARE EARTH AND STRATEGIC METALS ETF (REMX)VanEckPassiveEquity Precious Metals$17M193,15320.85%
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Location

Primary office

FRANKLIN, TN

WILLIAMSON

Location

FRANKLIN, TN

Headquartered in FRANKLIN, TN, anchoring the Nashville-Davidson--Murfreesboro, TN metro in the South.

Metro area
Nashville-Davidson--Murfreesboro, TN
Region
South
County
WILLIAMSON
Address
4031 Aspen Grove Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth