Capulent LLC

Broker-DealerFINRA MemberEst. 2012
Total AUM
Advisory reps
16
Avg account
$0

Firm details

Headquarters
Phoenix, Arizona
CRD number
155155
Registered since
January 19, 2012

Firm profile

FINTRX

Overview

Capulent LLC is structured as a limited liability company and has been SEC-registered since 2012. The firm is listed as owned by an individual and is recorded under an "unclassified" adviser designation in the source. Public disclosures provided to FINTRX are minimal: the firm's client base, fee schedule, core advisory activities and broader business lines are not described in the available data. Regulatory and operational flags captured in the source show that Capulent LLC is not identified as a capital allocator, does not self-report as an active ESG investor, is not a multi-state adviser, is not newly formed, and does not serve as a pension consultant or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • David Hsu

    David Hsu

    Chief Compliance OfficerCRD 4140214

  • Edward Fernandez

    Edward Fernandez

    President, CEOCRD 2956661

  • Justin Bachman

    CEOCRD 6412695

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Contacts

3 of 11
  • Samantha Rode

    Registered RepresentativeCRD 5895067

  • Joshua Vandesteeg

    Joshua Vandesteeg

    Registered RepresentativeCRD 7296462

  • Noah Barrette

    Noah Barrette

    SalespersonCRD 7563535

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Phoenix, AZ

Maricopa

Location

Phoenix, AZ

Headquartered in Phoenix, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
3200 E Camelback Rd
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth