CAPSTONE WEALTH MANAGEMENT GROUP, LLC

RIASEC RegisteredEst. 2020
Total AUM
$356M
Discretionary
$312M
88% of AUM
Avg account
$230K
Accounts
1,548
Employees
6
Advisory reps
6

Firm details

Headquarters
DUNMORE, Pennsylvania
CRD number
284547
Registered since
April 27, 2020
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI67.4%
  • Individuals31.65%
  • Charitable Organizations0.78%
  • Corporations / Businesses0.16%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Capstone Wealth Management Group, LLC is an SEC-registered wealth advisory firm formed as an LLC and registered in 2020. It is owned by an individual and positions itself as a capital allocator serving individual and family clients. The firm charges a mix of percentage-of-AUM, hourly and fixed fees and offers a suite of advisory services that include financial planning, portfolio management for individuals and small businesses, pension consulting services and the selection of outside advisers. Capstone is not flagged as an active ESG investor and is not listed as a multi-state adviser. The firm maintains industry relationships with at least a broker-dealer and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 71%, Public Funds/Mutual Funds 21%, Cash & Cash Equivalents 8%71%
  • Exchange Traded Equities71%
  • Public Funds/Mutual Funds21%
  • Cash & Cash Equivalents8%

Owners & executives

1 of 1
  • BRYAN KUPCHIK

    Co-Founder, Chief Compliance OfficerCRD 2635746

Contacts

3 of 5
  • RICHARD CONDEELIS

    Partner and Wealth ManagerCRD 6693563

  • JOSEPH ALU

    Investment Adviser RepresentativeCRD 7012795

  • Kathleen Tatulli

    CRD 7059697

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 79

Active vs passive

$219M in ETFs

Passive

85%

$187M

Active

9%

$32.3M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-1 YEAR TREASURY BOND ETF (SHV)BlackRockPassiveUltrashort Bond$17.2M155,7067.83%

Location

Primary office

DUNMORE, PA

LACKAWANNA

Location

DUNMORE, PA

Headquartered in DUNMORE, PA, in the Northeast of the United States.

Region
Northeast
County
LACKAWANNA
Address
1202 Meade St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth