CAPSTONE INVESTMENT FINANCIAL GROUP, LLC

Overview

Capstone Investment Financial Group, LLC is an independent registered investment adviser that tilts its client portfolios toward equities while maintaining a multi-product advisory practice for individuals, families and select institutional clients. The firm emphasizes exchange-traded instruments and separately managed account structures, and it identifies as an active ESG investor—indicating ESG considerations are part of security selection and manager screening. Its advisory menu covers financial planning, discretionary portfolio management for individuals and small businesses, and management of pooled investment vehicles, which allows the firm to operate both retail and pooled strategies and to charge performance-based fees where appropriate. The firm’s business model is fee-driven with a mix of percentage-of-AUM, fixed and hourly fees, and performance-based fee arrangements. That fee flexibility supports the firm’s use of customized managed accounts alongside collective vehicles. As a real estate broker affiliate, Capstone also has an operational link to real estate transactions that can complement its private real estate and REIT activity.

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Public Holdings

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Location & Offices