CAPSTONE GLOBAL ADVISORS, LLC
Firm details
- Headquarters
- ,
- CRD number
- 277104
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI40.24%
- Pension & Profit Sharing Plans38.19%
- Individuals21.57%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Capstone Global Advisors, LLC is an independent registered advisory firm organized as an LLC and owned by an individual. The firm serves both individual and family clients as well as institutional clients and offers a mix of fee arrangements (percentage of assets under management, hourly fees and fixed fees). Core advisory services listed in filings include financial planning, portfolio management for individuals and small businesses, pension consulting services and educational seminars or workshops. Filings indicate the firm does not position itself as an ESG-focused investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds56%
- Cash & Cash Equivalents18%
- US Government Bonds12%
- Exchange Traded Equities11%
- State & Local Bonds3%
Owners & executives
1 of 1STEPHANIE BACAK
CEOCRD 2506003
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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