CAPRICORN INVESTMENT GROUP LLC

RIASEC RegisteredEst. 2008

Total AUM

$18.9B

Discretionary

$13.8B

73% of AUM

Avg account

$554M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 147417
Registered since: September 18, 2008
Website: capricornllc.com
Custodians: GOLDMAN SACHS & CO. LLC, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles63.34%
HNWI27.99%
Charitable Organizations8.67%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capricorn Investment Group LLC is an independent investment manager organized as an LLC and registered with the SEC since 2008. The firm serves both individuals/families and institutional clients, acting as a capital allocator across private and public markets. Its advisory services include portfolio management for individuals, pooled vehicles and institutions, plus selection of sub‑advisers and management roles within pooled investment vehicles. Fee arrangements combine asset‑based charges with performance‑linked fees. Capricorn identifies as an active ESG investor and operates across private equity, venture capital and real estate strategies while also serving as a sponsor and general partner on some vehicles.