Capricorn Investment Group LLC

RIASEC RegisteredEst. 2008

Total AUM

$18.9B

Discretionary

$13.8B

73% of AUM

Avg account

$554M

Accounts

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 147417
Registered since: September 18, 2008
Website: capricornllc.com
Custodians: GOLDMAN SACHS & CO. LLC, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles63.34%
HNWI27.99%
Charitable Organizations8.67%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capricorn Investment Group LLC is an independent registered investment adviser and multi-strategy fund manager that allocates capital across private markets and public securities. The firm operates as both a capital allocator and an adviser to pooled vehicles, offering portfolio management for individuals, families, businesses and institutions. Its business model combines traditional AUM-based fees with performance-based fee arrangements, and it also engages in selecting third-party managers on behalf of its clients. Capricorn identifies as an active ESG investor and incorporates environmental, social and governance considerations into its investment activity.