Caprice Capital Partners, LLC

RIASEC RegisteredEst. 2020
Total AUM
$123M
Discretionary
$82.7M
67% of AUM
Avg account
$41.1M
Accounts
3
Employees
5
Advisory reps
2

Firm details

Headquarters
,
CRD number
307048
Registered since
May 4, 2020
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles67.09%
  • Insurance Companies32.91%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Caprice Capital Partners, LLC is a hedge fund–style investment adviser that focuses on managing pooled investment vehicles and providing portfolio management services to institutional clients. The firm operates with a fee structure that includes a percentage of assets under management and performance-based fees, indicating an active, incentive-aligned approach to pursuing returns. Its regulatory profile shows SEC registration in 2020 and a domestic, single-entity ownership structure. Investment activity centers on fund-based strategies rather than retail advisory mandates. The firm serves as an adviser and sponsor and also acts as a general partner and managing member of pooled vehicles, which suggests it builds and runs its own funds while selectively allocating to third-party managers. Caprice does not position itself as an ESG investor and does not report multi-state adviser status or pension consultant activity.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

1 of 1
  • Michael Vinci

    Michael Vinci

    Chief Financial OfficerCRD 6027878

Contacts

1 of 1
  • Richard Thomson

    Richard Thomson

    Managing Partner and FounderCRD 7220874

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth