CAPITAL PLANNING, LLC
Firm details
- Headquarters
- BELLEVUE, Washington
- CRD number
- 169470
- Registered since
- January 1, 2014
- Website
- www.capplanllc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI89.7%
- Individuals8.87%
- Charitable Organizations0.97%
- Corporations / Businesses0.46%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Capital Planning, LLC is an independent, SEC-registered registered investment adviser formed in 2014 and organized as an LLC. The firm serves both individuals/families and institutional clients, positioning itself as a capital allocator that combines fee-based portfolio management with financial planning and advisor-of-advisors services. Its advisory menu includes portfolio management for individuals, small businesses and institutions, selection of external managers, and educational seminars. The firm reports being an active ESG investor and charges clients through a mix of percentage-of-AUM fees, hourly billing, and fixed fees.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities18%
- Other3%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2JAMES KELLEY
President, COOCRD 1348439
MICHAEL MILLER
Founder & CEOCRD 735841
Contacts
3 of 3Christian Miller
Investment AnalystCRD 7732566
Leigh Washington
Financial ConsultantCRD 8029697
BRENDA LEE
Chartered Financial ConsultantCRD 2280754
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 68Active vs passive
$282M in ETFs
86%
$243M
11%
$39.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $44.2M | 67,613 | 15.65% |
Location
BELLEVUE, WA
KING
Location
BELLEVUE, WA
Headquartered in BELLEVUE, WA, anchoring the Seattle-Tacoma, WA metro in the West.
- Metro area
- Seattle-Tacoma, WA
- Region
- West
- County
- KING
- Address
- 10900 NE 4th St
- Time zone
- PT (UTC-8)
- Office locations
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