CAPITAL ONE SECURITIES, INC.
Firm details
- Headquarters
- NEW ORLEANS, Louisiana
- CRD number
- 44158
- Registered since
- February 4, 1998
- Website
- www.capitalone.com
Firm profile
FINTRXOverview
Capital One Securities, Inc. is organized as a corporation and is classified in the source data as an investment bank. The firm has been SEC-registered since 1998 and is listed as owned by a domestic entity and an individual. Flags in the dataset indicate the firm is not a capital allocator, is not an active ESG investor, is not a multi-state adviser, and does not act as a pension consultant or related adviser. The provided records do not include descriptions of advisory or fee arrangements, client segments, or business lines beyond the investment bank classification.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3ROBERT MULLIGAN
Chief Compliance OfficerCRD 1584973
GABRIELLE HALPRIN
Chief Financial OfficerCRD 5087341
JENNIFER BLEVINS
Accounting CoordinatorCRD 6057862
Contacts
3 of 167CARL EVENSTAD
Managing DirectorCRD 6132967
SHELLY MARTELLO
PrincipalCRD 2357836
BRIAN KUSTRUP
Managing DirectorCRD 4396984
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
NEW ORLEANS, LA
ORLEANS
Location
NEW ORLEANS, LA
Headquartered in NEW ORLEANS, LA, anchoring the New Orleans-Metairie-Hammond, LA-MS metro in the South.
- Metro area
- New Orleans-Metairie-Hammond, LA-MS
- Region
- South
- County
- ORLEANS
- Address
- 201 Saint Charles Ave
- Time zone
- CT (UTC-6)
- Office locations
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