Capital One Securities, Inc.
Firm details
- Headquarters
- New Orleans, Louisiana
- CRD number
- 44158
- Registered since
- February 4, 1998
- Website
- www.capitalone.com
Firm profile
FINTRXOverview
Capital One Securities, Inc. is organized as a corporation and is classified as an investment bank. The firm has been SEC-registered since 1998. Publicly listed attributes indicate it is not positioned as a capital allocator or an active ESG investor, and it does not present itself as a multi-state registered adviser, pension consultant, or related adviser. Little additional detail about advisory mandates, client segments, or business lines was provided in the source data.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Robert Mulligan
Chief Compliance OfficerCRD 1584973
Gabrielle Halprin
Chief Financial OfficerCRD 5087341
Jennifer Blevins
Accounting CoordinatorCRD 6057862
Contacts
3 of 160Andrew Sullivan
Registered RepresentativeCRD 6962571
Wade Suki
Co-Founder & Managing PartnerCRD 2653755
Douglas Becker
Equity Research AnalystCRD 2377919
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New Orleans, LA
Orleans
Location
New Orleans, LA
Headquartered in New Orleans, LA, anchoring the New Orleans-Metairie-Hammond, LA-MS metro in the South.
- Metro area
- New Orleans-Metairie-Hammond, LA-MS
- Region
- South
- County
- Orleans
- Address
- 201 Saint Charles Ave
- Time zone
- CT (UTC-6)
- Office locations
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