Capital Markets Iq, LLC

RIASEC RegisteredEst. 2009

Total AUM

$571M

Discretionary

$456M

80% of AUM

Avg account

$646K

Accounts

884

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 134921
Registered since: April 3, 2009
Website: capitalmarketsiq.com
Custodians: SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI39.15%
Individuals24.77%
Corporations / Businesses21.2%
Pension & Profit Sharing Plans14.61%
Charitable Organizations0.27%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Markets Iq, LLC is an SEC‑registered independent RIA formed as an LLC in 2009 that operates as a capital allocator for both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, and selection of third‑party advisers. The firm uses a variety of billing arrangements — percentage of assets under management, hourly and fixed fees, and performance‑based fees — and maintains professional relationships with accountants, law firms, insurance companies and real estate brokers. It also serves in sponsor/GP/managing member roles for pooled investment vehicles. The firm is not identified as an active ESG investor.