Capital Markets Iq, LLC

RIASEC RegisteredEst. 2009

Total AUM

$571M

Discretionary

$456M

80% of AUM

Avg account

$646K

Accounts

884

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 134921
Registered since: April 3, 2009
Website: capitalmarketsiq.com
Custodians: SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI39.15%
Individuals24.77%
Corporations / Businesses21.2%
Pension & Profit Sharing Plans14.61%
Charitable Organizations0.27%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Capital Markets Iq, LLC is an SEC-registered independent registered investment adviser organized as a limited liability company and operating since 2009. The firm identifies as a capital allocator and serves individual, family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, and the selection of third-party advisers. Fee arrangements are flexible and include percentage-of-AUM billing, hourly and fixed fees, and performance-based fees. The firm does not self-identify as an active ESG investor.