Capital Management Securities, Inc.

Broker-DealerFINRA MemberEst. 1982
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
10579
Registered since
June 10, 1982

Firm profile

FINTRX

Overview

Capital Management Securities, Inc. is organized as a corporation and has been registered with the SEC since 1982. The firm's ownership is listed as a domestic entity and individual. The FINTRX snapshot classifies the firm as unclassified and indicates it does not operate as a capital allocator, is not identified as an active ESG investor, and is not registered as a multistate adviser. It is also not listed as a pension consultant or a related adviser. Public-facing detail about the firm's advisory model, client segments, fee schedules, or core business activities is not provided in the data set. That lack of disclosure limits what can be said about strategy, service lines, or target clientele from the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Melissa Glennie

    Melissa Glennie

    Chief Compliance OfficerCRD 2221936

Contacts

3 of 19
  • Scott Foreman

    Scott Foreman

    Financial AdvisorCRD 4266227

  • Fong Her

    Fong Her

    Financial AdvisorCRD 6388638

  • Alexander Pengelly

    Alexander Pengelly

    Financial AdvisorCRD 6705101

Unlock 16 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
7900 Xerxes Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth