Capital Management Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
10579
Registered since
June 10, 1982

Firm profile

FINTRX

Overview

Capital Management Securities, Inc. is organized as a corporation and is owned by a domestic entity and/or individual. The firm's profile is categorized as "unclassified" and the available attributes indicate it does not operate as a capital allocator. It also does not identify as an active ESG investor, and the record flags it as not serving in multi-state adviser capacity, not newly formed, not acting as a pension consultant, and not listed as a related adviser to another registered firm. Publicly listed details for client segments, fee schedules, and the firm's specific business or advisory activities are not included in the available profile. That limits what can be stated about its target clients, service model, or investment approach beyond the basic organizational and activity flags noted above.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Melissa Glennie

    Melissa Glennie

    Chief Compliance OfficerCRD 2221936

Contacts

3 of 19
  • Scott Foreman

    Scott Foreman

    Financial AdvisorCRD 4266227

  • Fong Her

    Fong Her

    Financial AdvisorCRD 6388638

  • Alexander Pengelly

    Alexander Pengelly

    Financial AdvisorCRD 6705101

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
7900 Xerxes Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth