Capital Management Securities, Inc.

Broker-DealerFINRA MemberEst. 1982
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
10579
Registered since
June 10, 1982

Firm profile

FINTRX

Overview

Capital Management Securities, Inc. is organized as a corporation and has been SEC-registered since 1982. The firm is identified as being owned by a combination of a domestic entity and an individual, and its regulatory classification in the dataset is listed as "Unclassified." The record indicates the firm does not position itself as a capital allocator and does not report active ESG integration. The dataset also flags the firm as not operating as a multi-state adviser, not newly formed, and not acting as a pension consultant or related adviser. Specifics about its advisory activities, client segments, and fee schedule are not included in the available snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Melissa Glennie

    Melissa Glennie

    Chief Compliance OfficerCRD 2221936

Contacts

3 of 19
  • Steven Rumchik

    Registered RepresentativeCRD 715514

  • Marissa Zaun

    Marissa Zaun

    Client ServicesCRD 4202660

  • Jean Hurlbert

    Jean Hurlbert

    ManagerCRD 2189555

Unlock 16 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
7900 Xerxes Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth