Capital Management Securities, Inc.

Broker-DealerFINRA MemberEst. 1982
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
10579
Registered since
June 10, 1982

Firm profile

FINTRX

Overview

Capital Management Securities, Inc. is organized as a corporation and has been registered with the SEC since 1982. The public record lists the owner type as a domestic entity and individual ownership. The firm's regulatory profile in the snapshot is largely unclassified; it is not identified as a capital allocator, is not flagged as an active ESG investor, and is not designated as a multi-state adviser. The record also indicates it is not a newly formed adviser, not a pension consultant, and not linked to a related adviser in the available fields. The dataset does not provide details on fee schedules, specific advisory activities, investment mandates, or client segments, so those operational characteristics cannot be described from the available information.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Melissa Glennie

    Melissa Glennie

    Chief Compliance OfficerCRD 2221936

Contacts

3 of 19
  • Steven Rumchik

    Registered RepresentativeCRD 715514

  • Marissa Zaun

    Marissa Zaun

    Client ServicesCRD 4202660

  • Jean Hurlbert

    Jean Hurlbert

    ManagerCRD 2189555

Unlock 16 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
7900 Xerxes Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth