Capital Management Associates Inc
Firm details
- Headquarters
- Minneapolis, Minnesota
- CRD number
- 105010
- Registered since
- January 2, 1990
- Website
- www.cap-mgt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI70.97%
- Pension & Profit Sharing Plans17.14%
- Individuals10.32%
- Charitable Organizations1.16%
- Corporations / Businesses0.41%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Capital Management Associates Inc. is a long-established SEC-registered advisory and capital-allocating firm (registered in 1990) that serves both individual/family and institutional clients. The firm operates as a corporation and combines advisory services with broker-dealer, insurance brokerage, and accounting activities. Its advisory offering spans financial planning, portfolio management for individuals and small businesses as well as for institutions, pension consulting services, and the selection of outside managers. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed fees. The firm is not positioned as an ESG-focused investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities100%
Owners & executives
1 of 1
Melissa Glennie
Chief Compliance OfficerCRD 2221936
Contacts
3 of 13
Scott Foreman
Financial AdvisorCRD 4266227
Alexander Pengelly
Financial AdvisorCRD 6705101
Michelle White
Financial AdvisorCRD 4587408
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 94Active vs passive
$417M in ETFs
87%
$361M
13%
$56.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $77M | 103,045 | 18.45% |
Location
Minneapolis, MN
Hennepin
Location
Minneapolis, MN
Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 7900 Xerxes Ave S
- Time zone
- CT (UTC-6)
- Office locations
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