Capital Management Associates Inc

RIASEC RegisteredEst. 1982
Total AUM
$68.7M
Discretionary
$68.7M
100% of AUM
Avg account
$68.7M
Accounts
1
Employees
8
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
104783
Registered since
September 2, 1982
Website
www.cap-mgt.com
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Capital Management Associates Inc. is a corporation registered as an institutional registered investment adviser since 1982 that serves institutional clients. The firm is owned by an individual and charges fees as a percentage of assets under management. Its stated advisory activity is portfolio management for investment companies. Capital Management Associates is not positioned as an ESG-focused adviser, does not operate as a multi-state adviser, and does not market pension consulting or related-adviser services. The firm also shows industry affiliations with a broker‑dealer and with another investment adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Philip Curcuru

    Philip Curcuru

    Chief Financial OfficerCRD 4170350

  • William Mcfadden

    William Mcfadden

    CEO & Managing MemberCRD 5337971

  • Stephen Portas

    Stephen Portas

    President, Chief Compliance OfficerCRD 2482930

Unlock 1 more executives →

Contacts

2 of 2
  • David Shields

    David Shields

    ChairmanCRD 2645337

  • Dimitri Kuriloff

    Director of ResearchCRD 1108937

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 9

Active vs passive

$9.7M in ETFs

Passive

100%

$9.7M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANECK GOLD MINERS ETF (GDX)VanEckPassiveEquity Precious Metals$1.8M24,00018.66%
Unlock additional holdings →

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
60 Broad St
Time zone
ET (UTC-5)
Office locations

Similar firms

Peak Altitude Partners, LP

RIA

New York, NY

AUM $68.1MTEAM 4REPS 3

Percent Advisors LLC

RIA

New York, NY

AUM $70MTEAM 2REPS 3

Vanquour LLC

RIA

New York, NY

AUM $67MTEAM 3REPS 5

Fiduciary Management Group, LLC

RIA

New York, NY

AUM $70.7MTEAM 2REPS 2

Alinea Advisory Services LLC

RIA

New York, NY

AUM $66.6MTEAM 10REPS 2

Clarion Call Capital

RIA

New York, NY

AUM $66.5MTEAM 1REPS 1
More RIAs in New York →All New York RIAs →