CAPITAL INVESTMENT MANAGEMENT, INC
Firm details
- Headquarters
- LEE'S SUMMIT, Missouri
- CRD number
- 113917
- Registered since
- August 13, 2012
- Website
- www.cimretirementpros.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI50.17%
- Individuals49.83%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Capital Investment Management, Inc. is an independent, SEC-registered registered investment adviser formed in 2012 and owned by an individual. The firm serves primarily individual and family clients and operates as a capital allocator. Its advisory offering centers on financial planning and portfolio management for individuals and small businesses, plus selection of other advisers and client education through seminars and workshops. The firm also operates as an insurance broker and lists an affiliation with accounting professionals. Fee arrangements include AUM-based charges, fixed fees and other fee structures. The firm does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Exchange Traded Equities2%
- Cash & Cash Equivalents2%
Contacts
3 of 5DAVID GARRISON
Financial AdvisorCRD 1803012
TROY SCHUSTER
Financial AdvisorCRD 3222303
Faith Boylen
Registered RepresentativeCRD 7956678
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 109Active vs passive
$399M in ETFs
69%
$274M
11%
$125M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $31.9M | 53,453 | 8.00% |
Location
LEE'S SUMMIT, MO
JACKSON
Location
LEE'S SUMMIT, MO
Headquartered in LEE'S SUMMIT, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- JACKSON
- Address
- 608 SW 3rd St
- Time zone
- CT (UTC-6)
- Office locations
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