Capital Investment Management, Inc
Firm details
- Headquarters
- Lee's Summit, Missouri
- CRD number
- 113917
- Registered since
- August 13, 2012
- Website
- www.cimretirementpros.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI50.17%
- Individuals49.83%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Capital Investment Management, Inc is an independent, SEC‑registered RIA organized as a corporation and owned privately. The firm targets individual and family clients and serves as a capital allocator, providing financial planning, discretionary portfolio management for individuals and small businesses, adviser selection, and educational workshops. It also operates an insurance brokerage business and charges clients via percentage‑of‑AUM fees, fixed fees and other fee arrangements. The firm does not position itself as an ESG investor and is not registered as a multi‑state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Exchange Traded Equities2%
- Cash & Cash Equivalents2%
Contacts
3 of 5
David Garrison
Financial AdvisorCRD 1803012
Troy Schuster
Financial AdvisorCRD 3222303
Faith Boylen
Registered RepresentativeCRD 7956678
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 112Active vs passive
$448M in ETFs
67%
$302M
11%
$147M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $36.4M | 52,989 | 8.12% |
Location
Lee's Summit, MO
Jackson
Location
Lee's Summit, MO
Headquartered in Lee's Summit, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Jackson
- Address
- 608 Sw 3rd St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Strongbox Wealth, LLC
RIALee's Summit, MO
Bright Portfolios, LLC
RIALee's Summit, MO
Freedom Wealth Advisors, LLC
RIALee's Summit, MO
Derks Financial, LLC
RIALee's Summit, MO
Rise Retirement, LLC
RIALee's Summit, MO
LSA Tpm, LLC
RIALee's Summit, MO