CAPITAL INVESTMENT COUNSEL, LLC

RIASEC RegisteredEst. 2023
Total AUM
$1.4B
Discretionary
$1.3B
100% of AUM
Avg account
$960K
Accounts
1,408
Employees
8
Advisory reps
6

Firm details

Headquarters
DENVER, Colorado
CRD number
328472
Registered since
October 23, 2023
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI88%
  • State / Municipal Government6.95%
  • Individuals4.69%
  • Corporations / Businesses0.37%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Capital Investment Counsel, LLC operates as an independent registered investment adviser focused on discretionary portfolio management and financial planning for individuals, families and select institutions. The firm’s advisory mandate centers on managed equity exposure delivered largely through exchange-traded securities and mutual funds; it does not position itself as a capital allocator to third‑party private fund managers. Fee arrangements include both a percentage-of-assets model and fixed-fee engagements, and the firm provides portfolio management services for individuals, small businesses and institutional clients. The adviser does not identify as an active ESG investor and is not registered as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 31%, Public Funds/Mutual Funds 30%, US Government Bonds 20%, Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 5%, Private Funds 2%, State & Local Bonds 1%31%
  • Exchange Traded Equities31%
  • Public Funds/Mutual Funds30%
  • US Government Bonds20%
  • Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents5%

Owners & executives

2 of 2
  • CHRISTIAN JOHNSON

    CEOCRD 1286525

  • SAMANTHA COX

    Chief Compliance OfficerCRD 7157092

Contacts

3 of 4
  • STEPHEN DREILING

    PresidentCRD 2543502

  • DECLAN LANE

    Investment Adviser RepresentativeCRD 7403202

  • Jake Johnson

    Wealth AdvisorCRD 7830991

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
600 N Grant St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth