CAPITAL IDEAS

RIASEC RegisteredEst. 2006

Total AUM

$336M

Discretionary

$334M

99% of AUM

Avg account

$1.2M

Accounts

270

Employees

Advisory reps

Firm details

Headquarters: DALLAS, Texas
CRD number: 114352
Registered since: May 25, 2006
Website: www.cap-ideas.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI73.14%
Charitable Organizations10.39%
Other Investment Advisers6.69%
Individuals4.4%
Pension & Profit Sharing Plans3.56%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Capital Ideas is a privately held investment advisory firm organized as a limited liability company and operating since 2006. The firm’s client focus is high-net-worth individuals and families, and it provides discretionary portfolio management for individuals, small businesses and institutional clients. Its primary investment preference is equities: the firm runs portfolios that emphasize exchange-traded instruments for core exposure, combined with selectively chosen individual positions. Capital Ideas charges fees based on a percentage of assets under management and manages virtually all client assets on a discretionary basis. The firm does not position itself as an ESG-focused manager.