CAPITAL GAINS INCORPORATED

RIASEC RegisteredEst. 1992
Total AUM
$167M
Discretionary
$167M
100% of AUM
Avg account
$18.5M
Accounts
9
Employees
3
Advisory reps
1

Firm details

Headquarters
NILES, Illinois
CRD number
111717
Registered since
June 23, 1992
Website
capgns.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • State / Municipal Government96.83%
  • Pension & Profit Sharing Plans3.17%
Services
Portfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Capital Gains Incorporated is a corporation that has been SEC-registered since 1992 and is owned by an individual. It serves institutional clients and describes its advisory work as portfolio management for businesses or institutions; it also lists pension consulting among its advisory activities. The firm charges both a percentage of assets under management and fixed fees. It does not identify as an active ESG investor and is not operating as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: State & Local Bonds 43%, US Government Bonds 28%, Investment Grade Corp Bonds 16%, Cash & Cash Equivalents 13%43%
  • State & Local Bonds43%
  • US Government Bonds28%
  • Investment Grade Corp Bonds16%
  • Cash & Cash Equivalents13%

Contacts

1 of 1
  • GARY KARSHNA

    President, Treasurer and DirectorCRD 2729776

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NILES, IL

COOK

Location

NILES, IL

Headquartered in NILES, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
8060 W Oakton St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth