Capital Gains Incorporated

RIASEC RegisteredEst. 1992

Total AUM

$167M

Discretionary

$167M

100% of AUM

Avg account

$18.5M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Niles, Illinois
CRD number: 111717
Registered since: June 23, 1992
Website: capgns.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: State / Municipal Government96.83%
Pension & Profit Sharing Plans3.17%
Services: Portfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Capital Gains Incorporated is a privately owned corporation operating as an institutional registered investment adviser. The firm has been SEC-registered since 1992 and reports an owner structure classified as an individual owner. Its advisory work, as reflected on filings, centers on portfolio management for businesses and institutional clients and includes pension consulting services. Fee arrangements combine percentage-of-assets and fixed-fee billing. The firm does not identify as an active ESG investor and is not designated as a multi-state or newly formed adviser.