Capital Gains Advisory

Overview

Capital Gains Advisory is an independent registered investment adviser organized as an LLC and owned by an individual. Its client focus is individuals and families; the firm also provides portfolio management for small businesses and delivers financial planning. The firm’s practice is informed by an accounting background and lists accountant among its business activities and industry affiliations. Fee arrangements include a mix of asset-based charges, hourly billing, and fixed fees. Capital Gains Advisory is not positioned as a capital allocator or pension consultant, does not identify as an ESG investor, and is not a multi-state adviser. The firm appears modest in scale and oriented toward hands-on planning and investment management for a small client roster.

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Public Holdings

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Location & Offices