Capital Financial Planners LLC

RIASEC Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
5
Advisory reps
1

Firm details

Headquarters
Chevy Chase, Maryland
CRD number
341222
Registered since
June 15, 2026
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Capital Financial Planners LLC is an LLC-structured, SEC-registered investment adviser that appears to have been newly established in 2026. The firm is owned by an individual and is classified as unclassified in available records. Its stated advisory activities focus on financial planning and portfolio management for individual clients and small businesses. The firm is not marked as a capital allocator, pension consultant, related adviser, or an active ESG investor, and it is not identified as a multistate adviser. The firm’s fee framework is flexible: it lists percentage-of-AUM billing alongside hourly and fixed-fee arrangements, consistent with a planner-oriented model that can accommodate both ongoing asset management and project-based planning engagements. FINTRX flags the adviser as newly formed, indicating it is in the early stages of business development and client acquisition.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • Neil Cain

    Neil Cain

    Financial AdvisorCRD 4927411

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chevy Chase, MD

Montgomery

Location

Chevy Chase, MD

Headquartered in Chevy Chase, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Montgomery
Address
4445 Willard Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth