CAPITAL FINANCIAL, LLC

Overview

Capital Financial, LLC is an SEC-registered investment adviser organized as a limited liability company that serves both individual/family and institutional clients. The firm operates as a capital allocator and focuses on discretionary portfolio management while also providing portfolio management for businesses and institutions and the selection of third‑party advisers. Its fee model is a percentage of assets under management, and it does not identify as an active ESG investor. Investment activity centers on public funds and mutual funds as the primary building block for client portfolios, with a substantial portion of AUM allocated to pooled public vehicles. Capital Financial, LLC runs a mix of discretionary and non‑discretionary mandates and leverages external managers where appropriate — the firm documents the practice of selecting other advisers to implement specialized strategies or to access alternative fund managers.

Assets & Accounts

Investments & Alternatives

Location & Offices