Capital Assets
RIAState Registered
Total AUM
$15.9M
Discretionary
$15.9M
100% of AUM
Avg account
$1.6M
Accounts
10
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 108215
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI95.9%
- Individuals4.1%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Capital Assets is a small, corporation-structured advisory that provides portfolio management primarily to individuals and families, and to small businesses. The firm operates on a percentage-of-assets-under-management fee model and reports portfolio management as its principal advisory activity. Capital Assets is owned by an individual and is not positioned as a multi-state adviser, pension consultant, related adviser, or capital allocator. It does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities77%
- Cash & Cash Equivalents16%
- State & Local Bonds7%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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